article thumbnail

What Advisors Can Expect From Leadership Changes At The SEC

SmartBrief

New Chair Paul Atkins served as SEC Commissioner from 2002 to 2008 and was known for advocating for market efficiencies and reducing regulatory burden, along with applying principal-based guidelines. SmartBrief: How may SEC leadership changes affect advisors? Michelle L. SB: How have SEC examination focus areas evolved for 2025?

article thumbnail

Derivatives: ISDA Announces 2016 New York Law Variation Margin Credit Support Annex

The Energy Law

prudential banking regulators are the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Farm Credit Administration, and the Federal Housing Finance Agency. [2]